Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Baucum is a registered representative with Vanguard Marketing Corp. She has been in the financial industry since 2008. Kimberly has experience in the financial services industry with previous roles at PRUCO SECURITIES, LLC. and CHARLES SCHWAB & CO., INC. Kimberly holds a Series 7, 9, 10, 63 and SIE. She is currently registered with the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
03/31/2020 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
09/23/2019 - 02/27/2020
PRUCO SECURITIES, LLC. (PHOENIX AZ)
AZ
08/23/2007 - 12/05/2018
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BC
Issued 10/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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