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Kimberly Renae Scruggs

Fidelity Brokerage Services LLC

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About Kimberly Renae Scruggs

Kimberly Scruggs is a financial professional registered with Fidelity Brokerage Services LLC. Kimberly has been in the industry since 2003 and has a broad range of experience serving clients. Kimberly holds Series 6, 7, 63, and SIE licenses. Kimberly is registered in 53 states including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Kimberly's past experience includes working with CHASE INVESTMENT SERVICES CORP.

Firm Information

Kimberly Scruggs is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Scruggs’s Registration & Firm History

TX

07/06/2022 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

IL

11/04/2003 - 06/03/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/27/2022

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Kimberly Renae Scruggs. Review regulatory record here.
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