Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Rae Rushing is a financial advisor in Dallas, Texas. Kimberly has been in the financial services industry since 2007. Kimberly is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Kimberly has passed the Series 7, Series 63, Series 24, and SIE exams. Kimberly is also registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/20/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
02/08/2012 - 01/02/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
08/27/2009 - 07/07/2010
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
01/27/2006 - 07/07/2010
TD AMERITRADE, INC. (FORT WORTH TX)
NE
05/14/2004 - 01/30/2006
AMERITRADE, INC. (OMAHA NE)
BC
Issued 05/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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