Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Rachel Miller is a financial advisor with LPL Financial LLC, a firm based in Fort Mill, South Carolina. Kimberly has been in the financial industry since 2002. She holds Series 7, 9, 10, 31, and 66 licenses as well as a Series 63 license. Kimberly provides a wide range of services including financial planning, portfolio management, and consulting services. She is registered to provide investment advisory services in the state of New York. Kimberly has previously worked for Janney Montgomery Scott LLC and Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/28/2021 - Present
LPL Financial LLC (SYRACUSE NY)
NY
05/23/2016 - 05/28/2021
CETERA INVESTMENT SERVICES LLC (BALDWINSVILLE NY)
NY
08/16/2002 - 04/18/2016
JANNEY MONTGOMERY SCOTT LLC (SYRACUSE NY)
BOTH
Issued 06/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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