Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Nassar is a financial advisor with over 20 years of experience in the industry. Kimberly is registered with UBS Financial Services Inc. Kimberly has experience working with various clients, including high-net-worth individuals, corporations, and charitable organizations. Kimberly's expertise covers a broad range of financial services, including portfolio management, financial planning, and pension consulting. Kimberly is a Series 7, 63, 65, and 31 licensed financial advisor and holds a SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VT
08/21/2012 - Present
UBS Financial Services Inc. (SOUTH BURLINGTON VT)
NY
05/12/2011 - 06/25/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ITHACA NY)
VT
06/23/2006 - 08/26/2009
UBS FINANCIAL SERVICES INC. (SOUTH BURLINGTON VT)
NY
04/29/2004 - 08/10/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/19/2003 - 04/30/2004
FIRST ALBANY CAPITAL INC. (NEW YORK NY)
IA
Issued 05/14/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kimberly Nassar is the right advisor for you? Invested Better is here to help.
