Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Prentiss is an investment advisor representative registered with LPL Financial LLC. Kimberly has been in the industry since February 2019. Kimberly holds Series 66, Series 7TO and SIE licenses and is currently registered in Arizona, Maryland, Montana, Texas, and Wyoming. Kimberly has previous experience with WELLS FARGO CLEARING SERVICES, LLC and has worked with clients in Powell, Wyoming since 2018. Kimberly also provides real estate rental services and is affiliated with AVANT-GARDE INVESTMENTS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/16/2025 - Present
LPL Financial LLC (SAN DIEGO CA)
WY
02/25/2019 - 06/04/2021
WELLS FARGO CLEARING SERVICES, LLC (POWELL WY)
BOTH
Issued 03/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/26/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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