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Kimberly Patrice Zimmerman

First Trust Portfolios LP

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About Kimberly Patrice Zimmerman

Kimberly Zimmerman is a financial professional with over 30 years of experience in the industry. Kimberly is currently registered with First Trust Portfolios LP, a firm with offices in Wheaton, IL. Kimberly holds a variety of licenses, including Series 7, 24, 53, 55 and SIE and has passed the Uniform Securities Agent State Law Examination (Series 63). Kimberly also has a previous registration with RBC Dain Rauscher Inc. Prior to that, Kimberly worked for Nike Securities L.P. in Wheaton, IL. Kimberly is dedicated to providing her clients with comprehensive financial advice and guidance.

Firm Information

Kimberly Zimmerman is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Zimmerman’s Registration & Firm History

IL

07/26/2005 - Present

First Trust Portfolios LP (WHEATON IL)

NY

12/11/1998 - 07/01/2005

RBC DAIN RAUSCHER INC. (NEW YORK NY)

IL

11/25/1991 - 10/19/1998

NIKE SECURITIES L.P. (WHEATON IL)

IL

05/02/1991 - 10/01/1991

CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)

IL

08/15/1989 - 03/12/1991

WILLIAM BLAIR & COMPANY (CHICAGO IL)

IL

11/25/1987 - 06/26/1989

CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/03/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/06/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Patrice Zimmerman.
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