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Kimberly P Harless

Stonegate Investment Group, LLC

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About Kimberly P Harless

Kimberly Harless is an Investment Advisor Representative at Stonegate Investment Group, LLC. Kimberly has been in the financial services industry since December 1997. Kimberly is registered with the state of Alabama. Kimberly has a Series 65 and a Series 63 license. Kimberly previously worked at UBS Financial Services Inc. Kimberly specializes in providing financial planning, pension consulting, and portfolio management for individuals, pooled investment vehicles, and businesses.

Firm Information

Kimberly Harless is currently registered with Stonegate Investment Group, LLC. Stonegate Investment Group, LLC is an investment advisor headquartered in Birmingham, Alabama, with a team of 11 investment advisor representatives. They offer financial planning, pension consulting, portfolio management for individuals and pooled investment vehicles, and selection of other advisors. They manage approximately $4.65 billion in assets for clients, including high-net-worth individuals, pension and profit-sharing plans, corporations, individuals other than high-net-worth, and pooled investment vehicles.
Stonegate Investment Group, LLC

2005 STONEGATE TRAIL

BIRMINGHAM, AL 35242

$4.65B

Assets Under Management

2

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kimberly Harless’s Registration & Firm History

AL

07/09/2021 - Present

Stonegate Investment Group, LLC (BIRMINGHAM AL)

AL

12/04/1997 - 07/20/2021

UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)

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Licenses & Designations

IA

Issued 07/03/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/12/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/15/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/15/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kimberly P Harless.
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