Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Stratton is a financial advisor registered with Cetera Investment Advisers LLC, with 1 registration. Kimberly is active in both the broker-dealer and investment advisor space, and has both a Series 7 and Series 66 licenses. Kimberly holds a Series 7 license from FINRA (General Securities Representative Examination), a Series 66 license (Uniform Combined State Law Examination) and the SIE license (Securities Industry Essentials Examination) which Kimberly has been active in the industry since January 11, 2024. Kimberly has experience working with high net worth individuals, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/21/2024 - Present
Cetera Investment Advisers LLC (WALL NJ)
BOTH
Issued 02/16/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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