Unclaimed
Kimberly Michelle Franzen is a financial professional with Cambridge Investment Research, Inc. Kimberly has a background in the financial industry and is registered with FINRA and the state of Iowa. Kimberly has passed a series of exams demonstrating expertise in general securities, including the Series 7, Series 24, Series 99, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
05/11/2018 - Present
Cambridge Investment Research, Inc. (FAIRFIELD IA)
BC
Issued 01/03/2020
Series 24 - General Securities Principal Examination
BC
Issued 02/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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