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Kimberly Marie Papedis

Purshe Kaplan Sterling Investments

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About Kimberly Marie Papedis

Kimberly Papedis is a financial advisor registered with Purshe Kaplan Sterling Investments. Kimberly is a licensed Series 7, Series 6, and Series 63, as well as holding the Series 24. Kimberly has over 20 years of experience in the financial services industry.

Firm Information

Kimberly Papedis is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Papedis’s Registration & Firm History

NY

09/03/2019 - Present

Purshe Kaplan Sterling Investments (ALBANY NY)

CA

08/18/2014 - 06/04/2018

HIGHTOWER SECURITIES, LLC (SAN DIEGO CA)

MO

03/17/2010 - 08/06/2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)

CO

01/30/2007 - 02/19/2010

RAYMOND JAMES FINANCIAL SERVICES, INC. (LITTLETON CO)

CO

03/29/2006 - 01/23/2007

1ST GLOBAL CAPITAL CORP. (LITTLETON CO)

CO

08/16/2005 - 03/15/2006

GENEOS WEALTH MANAGEMENT, INC. (LITTLETON CO)

MN

05/06/2004 - 08/23/2005

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

TX

06/09/1999 - 04/21/2004

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

TX

06/04/1999 - 12/31/2001

THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)

CO

02/03/1998 - 06/08/1999

BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 09/09/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/30/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/04/2004

Series 24 - General Securities Principal Examination

BC

Issued 06/04/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/02/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Marie Papedis.
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