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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Nordi is a financial advisor with over 25 years of experience in the industry. Kimberly is currently registered with Sowell Management and Lighthouse Wealth Strategies, LLC. She is licensed to provide investment advice in several states, including Washington, California, Idaho, Montana, and Texas. Kimberly has a diverse background, having previously worked with a variety of firms, including RBC Capital Markets, LLC, Dain Rauscher Incorporated, and Dinosaur Financial Group, L.L.C. Kimberly holds the Series 7, Series 10, Series 63, and Series 65 licenses. Kimberly also has experience in financial planning, portfolio management for individuals, and selecting other advisors for clients. Kimberly's goal is to help her clients achieve their financial goals through personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
09/26/2016 - Present
Sowell Management (Gig Harbor WA)
CA
07/29/2014 - 09/01/2017
DINOSAUR FINANCIAL GROUP, L.L.C (san jose CA)
WA
04/30/2012 - 07/22/2014
PURSHE KAPLAN STERLING INVESTMENTS (GIG HARBOR WA)
WA
03/02/1998 - 04/01/2011
RBC CAPITAL MARKETS, LLC (GIG HARBOR WA)
NA
01/01/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IA
Issued 10/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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