Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Marie Knight is a financial advisor with Daiwa Capital Markets America Inc. She has been in the financial services industry since September 13, 1997. Kimberly has worked at several firms during her career, including BANC of America Securities LLC, MIZUHO SECURITIES USA INC., and Aubrey G. Lanston & Co., Inc. She is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 63 licenses. Kimberly is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/17/2004 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
04/01/2003 - 07/28/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/28/2000 - 03/20/2003
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
07/09/1997 - 03/21/2000
AUBREY G. LANSTON & CO., INC. (NEW YORK NY)
BC
Issued 04/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kimberly Knight is the right advisor for you? Invested Better is here to help.
