Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Carstens is a financial advisor who has been in the industry since 2006. Kimberly is currently registered with First Citizens Investor Services, Inc. Previously Kimberly worked at USAA Investment Services Company, USAA Financial Advisors, Inc., NEXT FINANCIAL GROUP, INC. and OPTIONSXPRESS, INC.. Kimberly is also a registered investment advisor in North Carolina. Kimberly holds licenses in Series 4, 7, 14, 24, 52TO, 53, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/30/2020 - Present
First Citizens Investor Services, Inc. (Raleigh NC)
TX
10/04/2011 - 09/25/2020
USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)
TX
12/02/2015 - 07/10/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
07/23/2008 - 10/07/2011
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
07/05/2007 - 06/24/2008
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
08/30/2006 - 06/18/2007
OPTIONSXPRESS, INC. (EL PASO TX)
IA
Issued 11/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/07/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/22/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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