Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Becker is a financial advisor with Fidelity Personal And Workplace Advisors. Kimberly has been in the financial services industry since July 3, 1998. Kimberly is registered in California and Texas. Kimberly is also registered with FINRA. Kimberly has a broad range of experience in the financial services industry. She has worked with a variety of clients, including individuals, families, businesses, and institutions. Kimberly has a passion for helping people achieve their financial goals. Kimberly is committed to providing her clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
CA
05/02/2009 - 09/30/2010
CHASE INVESTMENT SERVICES CORP. (GOLD RIVER CA)
CA
10/01/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (FAIR OAKS CA)
CA
01/13/2004 - 06/24/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (EL DORADO HILLS CA)
NY
04/30/1999 - 01/05/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
01/15/1998 - 04/06/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 03/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/27/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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