Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly McFall is a financial advisor who has been working in the industry since May 2002. Kimberly is currently registered with Wells Fargo Clearing Services, LLC and has previous experience with UBS Financial Services Inc., ProEquities, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and SunTrust Investment Services, Inc.. Kimberly holds a variety of licenses and certifications, including Series 4, 7, 9, 10, 24, 52TO, 53, 63, and 66. Kimberly is registered to provide investment advice in multiple states. Kimberly is committed to providing high-quality financial advice to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/18/2020 - Present
Wells Fargo Clearing Services, LLC (KNOXVILLE TN)
TN
04/22/2013 - 02/25/2020
UBS FINANCIAL SERVICES INC. (KNOXVILLE TN)
TN
12/03/2010 - 12/31/2012
PROEQUITIES, INC. (KNOXVILLE TN)
TN
06/01/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (KNOXVILLE TN)
TN
09/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KNOXVILLE TN)
TN
06/26/2000 - 03/30/2007
SUNTRUST INVESTMENT SERVICES, INC. (KNOXVILLE TN)
BOTH
Issued 04/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/2006
Series 4 - Registered Options Principal Examination
BC
Issued 05/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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