Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Marriott has been in the financial services industry since May 1997. Kimberly is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to conduct business in several states, including New Jersey, North Carolina, and Texas. Kimberly has previously worked with Legg Mason Wood Walker, Incorporated and Bank of America, NA. Kimberly is a Series 7, 63, and 65 licensed advisor. Kimberly provides advisory services for Individuals, Businesses, Pension Plans and Charitable Organizations, and can assist clients with performance measurement, allocation modeling, IPS, research reports, and services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/05/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENSBORO NC)
MD
05/28/1997 - 07/07/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 07/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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