Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Lynn Herrera is a financial professional with over 25 years of experience in the industry. Kimberly has been registered with LPL Financial since November 2024. Prior to that, Kimberly worked at several other firms including BBVA Securities, Ameriprise Financial Services, and JP Morgan Securities. Kimberly is licensed to provide financial advice in multiple states including Arizona, California, and Texas. Kimberly is a registered representative and investment advisor. Kimberly holds Series 6, 7, 63 and 66 securities licenses as well as the SIE. Kimberly can help with investment management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/14/2024 - Present
LPL Enterprise, LLC (PHOENIX AZ)
AZ
06/16/2016 - 08/23/2021
BBVA SECURITIES INC. (SCOTTSDALE AZ)
AZ
10/10/2014 - 06/13/2016
AMERIPRISE FINANCIAL SERVICES, INC. (PEORIA AZ)
AZ
10/01/2012 - 10/10/2014
J.P. MORGAN SECURITIES LLC (SUN CITY AZ)
AZ
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SUN CITY AZ)
IL
01/29/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
08/01/1997 - 11/30/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 12/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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