Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Lutes is a financial advisor registered with Fifth Third Securities, Inc. Kimberly has been in the securities industry since January 16, 2011. Kimberly has a Series 6, 7, 63, 66 and SIE licenses and holds registrations in several states. Kimberly also has experience with Wells Fargo Advisors, LLC, State Farm VP Management Corp., and CUSO Financial Services, L.P. Kimberly specializes in Financial Planning, Portfolio Management for Individuals and Businesses, and Selection of Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
12/11/2023 - Present
Fifth Third Securities, Inc. (RIVERVIEW FL)
FL
01/21/2020 - 02/12/2021
WELLS FARGO CLEARING SERVICES, LLC (SAINT PETE BEACH FL)
IL
03/18/2019 - 12/10/2019
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
PA
09/29/2009 - 10/18/2011
WADDELL & REED, INC. (HARRISBURG PA)
PA
06/22/2009 - 09/25/2009
CUSO FINANCIAL SERVICES, L.P. (HARRISBURG PA)
NC
01/01/2008 - 06/16/2009
WELLS FARGO ADVISORS, LLC (GREENSBORO NC)
NC
10/24/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HIGH POINT NC)
WI
01/19/2005 - 04/11/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IN
04/17/2003 - 12/31/2003
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NY
01/26/2001 - 08/01/2002
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
NY
10/04/2000 - 01/22/2001
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
MD
04/28/1999 - 11/30/1999
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
BOTH
Issued 12/8/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 3/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 4/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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