Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Sellnow is a financial advisor who has been in the industry since April 15, 2000. Kimberly is currently registered with Raymond James & Associates, Inc. and has been registered with them since September 22, 2021. Previously, Kimberly worked at Associated Investment Services, Inc., Northwestern Mutual Investment Services, LLC, Chase Investment Services Corp., ING Financial Partners, Inc., Locust Street Securities, Inc., Woodbury Financial Services, Inc., and AAL Capital Management Corporation. Kimberly holds a Series 6, 7, 9, 10, 24, 63, and 66 license and has been a registered representative since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/22/2021 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
WI
01/16/2018 - 09/09/2021
ASSOCIATED INVESTMENT SERVICES, INC. (FOND DU LAC WI)
WI
11/25/2008 - 01/08/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
09/22/2006 - 04/08/2008
CHASE INVESTMENT SERVICES CORP. (FOND DU LAC WI)
WI
01/01/2004 - 09/20/2006
ING FINANCIAL PARTNERS, INC. (KEWASKUM WI)
IA
05/21/2003 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MN
02/26/2001 - 01/23/2003
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
01/01/1999 - 11/13/2000
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 01/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 08/24/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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