Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Landry Neal is an investment advisor representative at Wells Fargo Advisors Financial Network, LLC. Neal has over 17 years of experience in the securities industry and has held licenses in numerous states. Neal is registered with the Financial Industry Regulatory Authority (FINRA) and has Series 7, Series 63, and Series 66 securities licenses. In addition to working at Wells Fargo Advisors, Neal has also worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and Legg Mason Wood Walker, Incorporated. Neal specializes in providing investment advisory services, financial planning, and investment consulting services to institutional clients. Neal is a dedicated professional who is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
03/14/2020 - Present
Wells Fargo Advisors Financial Network, LLC (METAIRIE LA)
LA
03/05/2007 - 06/03/2016
WELLS FARGO ADVISORS, LLC (NEW ORLEANS LA)
NC
10/18/2006 - 01/08/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PINEHURST NC)
LA
02/21/2006 - 09/14/2006
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
MD
07/20/2005 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 06/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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