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Kimberly L Tobias

U.s. Bancorp Investments, Inc.

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About Kimberly L Tobias

Kimberly L. Tobias is a registered investment advisor representative with U.S. Bancorp Investments, Inc. Kimberly has over 23 years of experience in the financial services industry. Kimberly is licensed to provide investment advice in Illinois and Wisconsin and holds the Series 6, 7, 63, and 65 licenses. Kimberly’s specialties include investment strategies for high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.

Firm Information

Kimberly Tobias is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Kimberly Tobias’s Registration & Firm History

IL

07/18/2006 - Present

U.s. Bancorp Investments, Inc. (Fox Lake IL)

IL

07/06/2005 - 09/01/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

04/15/1999 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

IA

Issued 06/04/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/19/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kimberly L Tobias. Review regulatory record here.
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