Unclaimed
Kimberly Kristen Vaughan is a registered representative with Raymond James Financial Services, Inc., a firm with a long history in the financial services industry. Kimberly is a licensed professional with Series 7TO, SIE, and Series 4 licenses. Kimberly holds a current registration in Florida and has been active in the financial services industry since March 2021. Kimberly's experience and qualifications make her a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/22/2022 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
BC
Issued 01/12/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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