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Kimberly Kristen Vaughan

Raymond James Financial Services, Inc.

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About Kimberly Kristen Vaughan

Kimberly Kristen Vaughan is a registered representative with Raymond James Financial Services, Inc., a firm with a long history in the financial services industry. Kimberly is a licensed professional with Series 7TO, SIE, and Series 4 licenses. Kimberly holds a current registration in Florida and has been active in the financial services industry since March 2021. Kimberly's experience and qualifications make her a valuable resource for clients seeking financial advice.

Firm Information

Kimberly Vaughan is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Vaughan’s Registration & Firm History

FL

09/22/2022 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

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Licenses & Designations

BC

Issued 01/12/2023

Series 4 - Registered Options Principal Examination

BC

Issued 03/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/22/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kimberly Kristen Vaughan.
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