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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Gaxiola is a financial advisor with Cambridge Investment Research Advisors, Inc., a firm that has been in business since 1981. Kimberly has been in the financial services industry for over 20 years and is a Certified Financial Planner. Kimberly provides financial planning services, portfolio management, and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
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2
CA
10/19/2010 - Present
Cambridge Investment Research Advisors, Inc. (Morgan Hill CA)
CA
01/01/2008 - 10/19/2010
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
IL
10/12/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WOODSTOCK IL)
NJ
11/25/1998 - 03/22/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
10/10/1996 - 07/09/1998
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
01/02/1996 - 09/13/1996
BZW BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
CA
09/01/1995 - 01/02/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 10/26/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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