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Kimberly Kay Schweim

American Enterprise Investment Services Inc.

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About Kimberly Kay Schweim

Kimberly Schweim is a financial professional with over 20 years of experience in the industry. Kimberly has a Series 7, Series 6, and SIE licenses. Kimberly currently works at American Enterprise Investment Services Inc., and previously worked at Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Kimberly has a broad understanding of the investment landscape.

Firm Information

Kimberly Schweim is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Schweim’s Registration & Firm History

MN

01/03/2017 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

MN

10/23/2000 - 01/18/2017

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

10/07/2003 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2004

Series 7 - General Securities Representative Examination

BC

Issued 10/20/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Kimberly Kay Schweim. Review regulatory record here.
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