Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Miller is a financial advisor in DALLAS, TX, with over 17 years of experience in the financial services industry. Kimberly is a registered representative with Level Four Advisory Services, a firm with 73 licensed agents, 143 investment advisor representatives, and 121 registered representatives. Kimberly has worked with several firms in her career including Kestra Investment Services, LLC, Capital One Investing, LLC, Hilltop Securities Independent Network Inc., Hilltop Securities Inc., and Penson Financial Services, Inc.. Kimberly holds the Series 63, 66, 52TO, 53, 7, 79TO, 99TO, 14, 24, and SIE licenses. Kimberly also holds the designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
03/10/2021 - Present
Level Four Advisory Services (DALLAS TX)
TX
08/26/2019 - 07/01/2020
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
06/09/2017 - 07/23/2019
CAPITAL ONE INVESTING, LLC (Plano TX)
TX
03/19/2013 - 06/07/2017
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (DALLAS TX)
TX
04/30/2012 - 06/07/2017
HILLTOP SECURITIES INC. (DALLAS TX)
TX
04/12/2004 - 04/30/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
07/08/2009 - 03/28/2012
PENSON EXECUTION SERVICES, INC. (DALLAS TX)
BOTH
Issued 05/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/16/2012
Series 14 - Compliance Officer Examination
BC
Issued 07/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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