Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Chapman is a financial professional with over 20 years of experience in the industry. Kimberly holds the Series 6, 7, 24, and 99TO licenses as well as the SIE. Kimberly is currently registered with Securities Management & Research, Inc. and Berthel, Fisher & Co. Financial Services, Inc. Kimberly has a broad background in financial services, having worked with firms like SS&C Market Services, LLC, Thrivent Investment Management Inc., DST Market Services, LLC, and Thrivent Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
11/24/2020 - Present
Securities Management & Research, Inc. (CEDAR RAPIDS IA)
MN
06/06/2017 - 11/20/2020
SS&C MARKET SERVICES, LLC (Minneapolis MN)
MN
05/03/2017 - 06/09/2017
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MA
08/23/2016 - 05/01/2017
DST MARKET SERVICES, LLC (BOSTON MA)
MN
10/29/2015 - 08/24/2016
THRIVENT DISTRIBUTORS, LLC (Minneapolis MN)
MN
01/15/2014 - 08/24/2016
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
04/12/2011 - 05/30/2013
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
12/09/2010 - 03/25/2011
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
02/25/1997 - 12/22/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
02/25/1997 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/31/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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