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Kimberly K Poeckes

Northwestern Mutual Investment Services, LLC

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About Kimberly K Poeckes

Kimberly K Poeckes is a registered representative with Northwestern Mutual Investment Services, LLC. Kimberly has been in the industry since January 22, 2015. Kimberly is registered with the state of North Dakota as both a broker-dealer and an investment advisor representative. Kimberly has experience with both Investment Centers of America, Inc. and AFLAC. Kimberly's current firm, Northwestern Mutual Investment Services, LLC is based in Milwaukee, Wisconsin.

Firm Information

Kimberly Poeckes is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kimberly Poeckes’s Registration & Firm History

ND

11/16/2016 - Present

Northwestern Mutual Investment Services, LLC (WILLISTON ND)

ND

11/22/2014 - 08/30/2016

INVESTMENT CENTERS OF AMERICA, INC. (WILLISTON ND)

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Licenses & Designations

BOTH

Issued 02/05/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kimberly K Poeckes. Review regulatory record here.
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