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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Murray is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 25 years of experience in the financial services industry. Kimberly has held positions at several firms, including UBS Financial Services Inc., and has a wide range of experience in the financial services industry. Kimberly is registered with FINRA and holds several securities licenses, including Series 3, 7, 10, 23, 24, 63, 66, and SIE. Kimberly is also registered with the state of Virginia and several other states, as well as Georgia and South Carolina. Kimberly's areas of expertise include portfolio management, financial planning, and pension consulting. Kimberly is committed to providing her clients with personalized financial advice and strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
09/07/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORFOLK VA)
VA
03/09/2010 - 08/24/2010
UBS FINANCIAL SERVICES INC. (NORFOLK VA)
VA
10/23/2009 - 02/25/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT NEWS VA)
VA
03/28/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NORFOLK VA)
VA
08/29/2005 - 03/28/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORFOLK VA)
MO
11/10/2004 - 08/03/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
VA
05/19/1998 - 06/03/2004
DAVENPORT & COMPANY LLC (RICHMOND VA)
NC
05/19/1997 - 06/05/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
11/26/1996 - 05/16/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 05/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/19/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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