Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Mattingly Gass is a financial advisor with over 30 years of experience in the industry. Kimberly currently works at Osaic Wealth, Inc., a firm based in Scottsdale, Arizona. Kimberly specializes in providing financial advice to individuals, families, and businesses. Kimberly has a broad range of experience and licenses. Kimberly holds licenses in Series 7, Series 9, Series 10, Series 24, and Series 99TO and is a registered representative in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/12/2009 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
01/08/2014 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
10/12/2009 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
03/24/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
05/20/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
05/20/2004 - 12/31/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
05/20/2004 - 12/31/2004
SPELMAN & CO., INC. (PHOENIX AZ)
MD
09/03/2003 - 03/09/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TX
09/15/1992 - 01/17/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
02/08/1991 - 09/04/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/31/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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