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Kimberly Jean Vestal

Raymond James Financial Services, Inc.

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About Kimberly Jean Vestal

Kimberly Vestal is a financial advisor with Raymond James Financial Services, Inc. Kimberly has over 20 years of experience in the financial industry. Kimberly has a Series 7, Series 63, and SIE license and is registered in 13 states. She is currently located in Abilene, TX. Kimberly has experience working with various firms, including WELLS FARGO CLEARING SERVICES, LLC, A. G. EDWARDS & SONS, INC., RBC DAIN RAUSCHER INC., and FIRST ALLIED SECURITIES, INC.

Firm Information

Kimberly Vestal is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Vestal’s Registration & Firm History

TX

04/30/2020 - Present

Raymond James Financial Services, Inc. (Abilene TX)

TX

01/01/2008 - 05/04/2020

WELLS FARGO CLEARING SERVICES, LLC (ABILENE TX)

TX

01/10/2005 - 01/03/2008

A. G. EDWARDS & SONS, INC. (ABILENE TX)

NY

11/25/2002 - 12/16/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MO

06/21/2000 - 04/12/2001

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

CA

12/15/1994 - 02/10/1999

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

05/16/1994 - 08/29/1995

FIRST AFFILIATED SECURITIES (LA JOLLA CA)

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Licenses & Designations

BC

Issued 05/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Jean Vestal.
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