Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Jean Roethel is a registered representative of Principal Securities, Inc. Kimberly has been in the securities industry since July 11, 2022. Kimberly has a Series 63 license and Series 65 license and has passed the Series 6TO and SIE exams. Kimberly is licensed in multiple states including Arizona, Colorado, Florida, Illinois, Kentucky, Minnesota, Texas, and Wisconsin. Kimberly's registration also includes investment advisory registration in Wisconsin. Kimberly's previous experience includes roles with Principal Life Insurance Company, Principal Securities Inc., Fox World Travel, Herbalife, and Roethel Financial. Kimberly is also a member of Herbalife.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
WI
10/10/2022 - Present
Principal Securities, Inc. (OOSTBURG WI)
IA
Issued 10/10/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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