Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Jane Scott is a registered representative with Wells Fargo Clearing Services, LLC. Kimberly Jane Scott has been in the financial services industry since October 10, 2006. Kimberly Jane Scott has a Series 7, Series 9, Series 10, and Series 66 license. Kimberly Jane Scott has been registered with FINRA since May 23, 2022. Previously, Kimberly Jane Scott worked at MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., UBS FINANCIAL SERVICES INC., and MCDONALD INVESTMENTS INC. Kimberly Jane Scott has a branch office located in SARATOGA SPRINGS, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/23/2022 - Present
Wells Fargo Clearing Services, LLC (SARATOGA SPRINGS NY)
NY
06/01/2009 - 02/07/2011
MORGAN STANLEY SMITH BARNEY (GLEN FALLS NY)
NY
08/23/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GLEN FALLS NY)
NY
02/09/2007 - 08/29/2007
UBS FINANCIAL SERVICES INC. (ALBANY NY)
NY
10/11/2006 - 02/09/2007
MCDONALD INVESTMENTS INC. (ALBANY NY)
BOTH
Issued 03/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kimberly Scott is the right advisor for you? Invested Better is here to help.
