Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Striegl is a financial professional with over 17 years of experience in the industry. Kimberly holds a Series 7, Series 63, Series 79TO and SIE licenses. Kimberly is currently registered with Wells Fargo Securities, LLC and previously worked for J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Banc of America Securities LLC, and First Chicago Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/24/2021 - Present
Wells Fargo Securities, LLC (Irvine CA)
CA
10/01/2008 - 11/08/2010
J.P. MORGAN SECURITIES LLC (COSTA MESA CA)
CA
03/14/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (COSTA MESA CA)
NY
11/04/2005 - 03/15/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IL
02/04/1999 - 09/12/2003
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
IL
09/29/1993 - 05/10/1994
FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 10/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/18/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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