Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Whitted is a financial advisor with over 30 years of experience in the industry. Kimberly currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. in Knoxville, TN. Kimberly has a strong background in securities and investments, having passed several industry exams including the Series 7, Series 63, and Series 66. Kimberly also has experience working at UBS Financial Services Inc. and J.C. Bradford & Co. Kimberly is registered to provide investment advice in numerous states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/06/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (KNOXVILLE TN)
TN
08/14/2000 - 08/29/2008
UBS FINANCIAL SERVICES INC. (KNOXVILLE TN)
NY
05/19/1993 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 04/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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