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Kimberly Erin Grady

Empower Financial Services, Inc.

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About Kimberly Erin Grady

Kimberly Erin Grady is a financial professional who has been in the industry since 2014. Currently, Kimberly is associated with Empower Financial Services, Inc. and is licensed as a Registered Representative with FINRA. Kimberly has held prior roles with MML Distributors, LLC, Hartford Securities Distribution Company, Inc., and Hartford Equity Sales Company Inc. Kimberly's primary areas of expertise include securities industry essentials, and investment company products and variable contracts.

Firm Information

Kimberly Grady is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Grady’s Registration & Firm History

WI

01/04/2021 - Present

Empower Financial Services, Inc. (Milwaukee WI)

CT

09/17/2019 - 01/04/2021

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

08/28/2014 - 09/21/2017

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

02/29/2008 - 03/11/2010

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)

CT

11/23/2007 - 02/29/2008

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 09/21/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kimberly Erin Grady. Review regulatory record here.
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