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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Frankel is a financial advisor with Raymond James & Associates, Inc., and has been in the industry since August 16, 2009. Kimberly holds a Series 7, Series 66, Series 9, Series 10, Series 4, Series 55, and Series 57TO licenses. Kimberly specializes in retirement planning, education planning, and investment planning. Kimberly is registered to offer investment advice in 49 states and the District of Columbia. Kimberly is also a registered Investment Advisor Representative. Kimberly works with a variety of clients, including individuals, businesses, and institutions. Kimberly's office is located in Mount Pleasant, South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/11/2022 - Present
Raymond James & Associates, Inc. (Mt. Pleasant SC)
SC
01/08/2018 - 04/21/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHARLESTON SC)
SC
05/14/2009 - 11/25/2016
CITI ORDER ROUTING AND EXECUTION, LLC (MOUNT PLEASANT SC)
NY
05/14/2009 - 11/25/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/06/2011 - 07/07/2011
LAVAFLOW, INC. (NEW YORK NY)
SC
10/15/2007 - 09/05/2008
NEW ENGLAND SECURITIES (CHARLESTON SC)
BOTH
Issued 10/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/14/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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