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Kimberly Diane Mente

Charles Schwab & CO., Inc.

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About Kimberly Diane Mente

Kimberly Mente is a financial advisor currently registered with Charles Schwab & Co., Inc. with a registration date of June 28, 2022. Kimberly has been a financial advisor for over 17 years. Kimberly began her career at Edward Jones in 2002. Kimberly has worked with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO ADVISORS, LLC and TD AMERITRADE, INC., before joining Charles Schwab & Co., Inc.. Kimberly is also the owner of RETRO ALLEY LLC, a custom graphics business. Kimberly holds the Series 7, 63, and 66 licenses.

Firm Information

Kimberly Mente is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kimberly Mente’s Registration & Firm History

TX

06/28/2022 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

08/26/2013 - 12/16/2022

TD AMERITRADE, INC. (Southlake TX)

TX

01/28/2008 - 08/02/2013

WELLS FARGO ADVISORS, LLC (FORT WORTH TX)

TX

12/20/2006 - 01/31/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHLAKE TX)

MO

02/24/2005 - 02/07/2006

EDWARD JONES (ST. LOUIS MO)

MO

04/16/2002 - 02/20/2003

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 06/14/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/18/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kimberly Diane Mente.
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