Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Lawrence is a financial advisor with Raymond James & Associates, Inc. Kimberly has been in the financial industry since 1998. Kimberly holds the Series 3, 7, 10, and 9 licenses as well as the SIE and Series 63 and 65 licenses. Kimberly has been registered with Raymond James & Associates, Inc. since 2021. Prior to joining Raymond James & Associates, Inc. Kimberly was employed by Morgan Stanley, Citigroup Global Markets Inc., Ensemble Financial Services, Inc., A. G. Edwards & Sons, Inc., Morgan Stanley DW Inc., Prudential Securities Incorporated, and BHCM Inc. Kimberly specializes in investment management, financial planning, pension consulting, and educational seminars. Kimberly has a strong track record of success in the financial industry and is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (ROCHESTER NY)
NY
06/01/2009 - 05/01/2013
MORGAN STANLEY (ROCHESTER NY)
NY
06/06/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)
NY
02/25/2004 - 06/05/2006
ENSEMBLE FINANCIAL SERVICES, INC. (PITTSFORD NY)
MO
01/29/2003 - 03/26/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/19/2000 - 04/18/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/20/1996 - 04/17/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
07/05/1995 - 02/21/1996
BHCM INC. (HOUSTON TX)
IA
Issued 05/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1997
Series 3 - National Commodity Futures Examination
BC
Issued 05/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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