Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Dawn Wood is a registered investment advisor representative with Capital Client Group, Inc. Kimberly is also registered as an investment advisor in California. Kimberly has been in the financial services industry since January 1, 2018. Kimberly has passed both the Series 63 and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
11/02/2018 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
BC
Issued 02/01/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/14/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2019
Series 24 - General Securities Principal Examination
BC
Issued 03/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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