Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Dawn Pruitt is a financial professional with over 15 years of experience in the industry. Kimberly is currently registered with Raymond James & Associates, Inc. and has previously held roles with KESTRA INVESTMENT SERVICES, LLC, NFP ADVISOR SERVICES, LLC, FINANCIAL TELESIS INC, LINCOLN FINANCIAL SECURITIES CORPORATION, FIDELITY BROKERAGE SERVICES LLC, and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Kimberly specializes in providing a wide range of financial services, including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Kimberly holds several licenses, including Series 6, 7TO, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/01/2022 - Present
Raymond James & Associates, Inc. (Haslet TX)
CA
09/01/2015 - 03/31/2017
KESTRA INVESTMENT SERVICES, LLC (Aliso Viejo CA)
TX
06/24/2014 - 09/01/2015
NFP ADVISOR SERVICES, LLC (AMARILLO TX)
TX
07/14/2011 - 06/24/2014
FINANCIAL TELESIS INC (FORT WORTH TX)
TX
10/21/2009 - 07/19/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (FORT WORTH TX)
TX
01/01/2008 - 02/21/2009
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
09/07/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 12/07/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/29/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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