Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Dawn Brandt is a financial advisor at Wells Fargo Clearing Services, LLC. Kimberly has been in the financial services industry since December 1997 and holds the Series 63, Series 7, and SIE licenses. Kimberly has been registered with Wells Fargo Clearing Services, LLC since November 2016 and prior to that was a registered representative with A.G. Edwards & Sons, Inc. Kimberly is registered as an Investment Advisor Representative (IAR) in Michigan and Texas and as a broker-dealer in 36 states. Kimberly has also worked at Wells Fargo Advisors LLC since May 2009. In addition to her financial services work, Kimberly is also the owner of a charter boat company. Kimberly serves individuals, businesses, investment companies, insurance companies, high-net-worth individuals, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
03/18/2022 - Present
Wells Fargo Clearing Services, LLC (HOLLAND MI)
MI
12/23/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HOLLAND MI)
BC
Issued 01/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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