Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Crespi has been working in the financial industry since May 1989. Kimberly is currently registered with Charles Schwab & CO., Inc. and is also registered with the state of Rhode Island. Kimberly has experience with a variety of firms, including Citizens Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Stanford Group Company, Blaylock & Partners, L.P., Moors & Cabot, Inc., and Advest, Inc. Kimberly holds licenses Series 7, Series 10, Series 24, Series 55, Series 57TO, and Series 63. Kimberly also holds the Series 65 license and has the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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RI
04/29/2016 - Present
Charles Schwab & CO., Inc. (Providence RI)
RI
04/15/2013 - 04/25/2016
CITIZENS SECURITIES, INC. (WARWICK RI)
MA
05/23/2006 - 04/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAUNTON MA)
MA
05/17/2004 - 05/24/2006
STANFORD GROUP COMPANY (BOSTON MA)
NY
07/02/2002 - 05/18/2004
BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)
MA
05/28/2002 - 06/28/2002
MOORS & CABOT, INC. (BOSTON MA)
NY
03/20/2000 - 08/09/2001
ADAMS, HARKNESS & HILL, INC. (NEW YORK NY)
CT
07/19/1988 - 03/21/2000
ADVEST, INC. (HARTFORD CT)
IA
Issued 6/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 8/15/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 7/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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