Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Aswegan is a financial advisor with Cetera Advisor Networks LLC, a firm located in Minneapolis, Minnesota. Kimberly has been in the financial services industry since July 18, 2000. Kimberly has held previous positions at Securian Financial Services, Inc., CRI Securities, LLC, Royal Alliance Associates, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Kimberly is registered in the state of Minnesota and holds Series 7, Series 6, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
08/10/2023 - Present
Cetera Advisor Networks LLC (MINNEAPOLIS MN)
MN
10/15/2009 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/15/2009 - 10/19/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
MN
02/16/2006 - 09/25/2009
ROYAL ALLIANCE ASSOCIATES, INC. (MAPLE GROVE MN)
MN
12/22/1999 - 08/08/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/22/1999 - 08/08/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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