Unclaimed
Kimberly Cebrik is a registered representative with HSBC Securities (USA) Inc. Kimberly has been in the securities industry since April 12, 2000 and has been registered with HSBC Securities (USA) Inc. since October 19, 2011. Kimberly has held previous registrations with firms including CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, J.P. MORGAN SECURITIES INC., and CHASE INVESTMENT SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/19/2011 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
05/29/2007 - 09/09/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/02/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
03/12/2001 - 11/19/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
02/23/1999 - 01/10/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IA
Issued 09/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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