Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Carolina Figueroa is a registered representative with Principal Securities, Inc. Kimberly has been in the financial services industry for over 11 years. She is registered in New York and Texas as a Registered Representative and Investment Advisor Representative. Kimberly also has experience with Amerprise Financial Services, Inc., PFS Investments Inc., Allstate Financial Services, LLC, and Principal Life Insurance Company. Kimberly is a Series 66, Series 7 and SIE licensed professional with a specialization in fixed insurance, investment related services, and financial planning. Kimberly is a financial professional who can provide financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
01/23/2022 - Present
Principal Securities, Inc. (Melville NY)
NJ
11/30/2018 - 04/07/2021
ALLSTATE FINANCIAL SERVICES, LLC (Teaneck NJ)
NJ
09/23/2016 - 01/26/2018
PFS INVESTMENTS INC. (WAYNE NJ)
NJ
04/05/2010 - 08/04/2015
AMERIPRISE FINANCIAL SERVICES, INC. (SADDLE BROOK NJ)
BOTH
Issued 05/19/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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