Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Sampson is a financial advisor registered with UBS Financial Services Inc. Kimberly has been in the industry since 1999 and has experience working with various clients, including high-net-worth individuals, corporations, and charitable organizations. She is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/09/2010 - Present
UBS Financial Services Inc. (FT. LAUDERDALE FL)
FL
06/01/2009 - 12/19/2009
MORGAN STANLEY SMITH BARNEY (CORAL GABLES FL)
FL
11/16/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
FL
04/09/1999 - 11/18/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
04/09/1999 - 09/25/1999
RONEY & CO. (DETROIT MI)
BOTH
Issued 01/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 03/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2003
Series 3 - National Commodity Futures Examination
BC
Issued 04/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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