Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Sparks is a financial professional with over 25 years of experience. Kimberly is currently registered with Cetera Investment Advisers LLC and is licensed to provide investment advice in South Carolina. Kimberly has previously worked with several firms including LPL Financial LLC, Sandlapper Securities, LLC, and First Midwest Securities, Inc. Kimberly is experienced in providing financial planning, pension consulting, and portfolio management services to both individuals and businesses.
PIEDMONT, SC
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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SC
07/10/2019 - Present
Cetera Investment Advisers LLC (PIEDMONT SC)
GA
12/22/2015 - 11/21/2018
CETERA ADVISOR NETWORKS LLC (ATLANTA GA)
GA
12/22/2015 - 11/21/2018
CETERA ADVISORS LLC (ATLANTA GA)
GA
12/22/2015 - 11/21/2018
CETERA FINANCIAL SPECIALISTS LLC (ATLANTA GA)
GA
12/22/2015 - 11/21/2018
FIRST ALLIED SECURITIES, INC. (ATLANTA GA)
GA
12/22/2015 - 11/21/2018
SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)
GA
12/22/2015 - 11/01/2017
GIRARD SECURITIES, INC. (ATLANTA GA)
GA
12/22/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (Atlanta GA)
GA
12/22/2015 - 12/31/2016
VSR FINANCIAL SERVICES, INC. (Atlanta GA)
GA
12/22/2015 - 11/29/2016
INVESTORS CAPITAL CORP. (ATLANTA GA)
NC
10/30/2013 - 11/20/2015
LPL FINANCIAL LLC (CHARLOTTE NC)
SC
07/10/2012 - 08/06/2013
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
IL
08/04/2009 - 07/09/2012
FIRST MIDWEST SECURITIES, INC. (BLOOMINGTON IL)
GA
08/19/2008 - 04/15/2009
AMERIPRISE FINANCIAL SERVICES, INC. (ALPHARETTA GA)
NY
05/28/2008 - 07/17/2008
CAPITAL ONE INVESTMENT SERVICES CORPORATION (MELVILLE NY)
LA
04/06/2006 - 06/04/2008
CAPITAL ONE INVESTMENTS, LLC (NEW ORLEANS LA)
MO
07/19/2001 - 12/14/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
06/14/2001 - 07/11/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MO
10/01/2000 - 06/04/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/01/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
09/16/1996 - 05/09/1997
CENTURA SECURITIES, INC. (KANNAPOLIS NC)
BOTH
Issued 5/2/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/24/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/19/1998
Series 7 - General Securities Representative Examination
BC
Issued 9/5/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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