linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kimberly B Sparks

Cetera Investment Advisers LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kimberly? Claim Your Profile

About Kimberly B Sparks

Kimberly Sparks has been in the financial services industry since 1997. Kimberly is a Registered Representative and Investment Advisor Representative associated with Cetera Investment Advisers LLC. Kimberly is also licensed to provide financial services in the state of South Carolina. Prior to Cetera Investment Advisers LLC, Kimberly worked for a number of other firms, including LPL Financial LLC, First Allied Securities, Inc., Investors Capital Corp., and Legend Equities Corporation. Kimberly offers a variety of financial services, including financial planning, portfolio management, and pension consulting.

Firm Information

Kimberly Sparks is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kimberly Sparks’s Registration & Firm History

SC

07/10/2019 - Present

Cetera Investment Advisers LLC (PIEDMONT SC)

GA

12/22/2015 - 11/21/2018

CETERA ADVISOR NETWORKS LLC (ATLANTA GA)

GA

12/22/2015 - 11/21/2018

CETERA ADVISORS LLC (ATLANTA GA)

GA

12/22/2015 - 11/21/2018

CETERA FINANCIAL SPECIALISTS LLC (ATLANTA GA)

GA

12/22/2015 - 11/21/2018

FIRST ALLIED SECURITIES, INC. (ATLANTA GA)

GA

12/22/2015 - 11/21/2018

SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)

GA

12/22/2015 - 11/01/2017

GIRARD SECURITIES, INC. (ATLANTA GA)

GA

12/22/2015 - 12/31/2016

LEGEND EQUITIES CORPORATION (Atlanta GA)

GA

12/22/2015 - 12/31/2016

VSR FINANCIAL SERVICES, INC. (Atlanta GA)

GA

12/22/2015 - 11/29/2016

INVESTORS CAPITAL CORP. (ATLANTA GA)

NC

10/30/2013 - 11/20/2015

LPL FINANCIAL LLC (CHARLOTTE NC)

SC

07/10/2012 - 08/06/2013

SANDLAPPER SECURITIES, LLC (GREENVILLE SC)

IL

08/04/2009 - 07/09/2012

FIRST MIDWEST SECURITIES, INC. (BLOOMINGTON IL)

GA

08/19/2008 - 04/15/2009

AMERIPRISE FINANCIAL SERVICES, INC. (ALPHARETTA GA)

NY

05/28/2008 - 07/17/2008

CAPITAL ONE INVESTMENT SERVICES CORPORATION (MELVILLE NY)

LA

04/06/2006 - 06/04/2008

CAPITAL ONE INVESTMENTS, LLC (NEW ORLEANS LA)

MO

07/19/2001 - 12/14/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NJ

06/14/2001 - 07/11/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

MO

10/01/2000 - 06/04/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

07/01/1997 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NC

09/16/1996 - 05/09/1997

CENTURA SECURITIES, INC. (KANNAPOLIS NC)

Not sure if Kimberly B Sparks is right for you?

Licenses & Designations

BOTH

Issued 05/02/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/24/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/22/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/26/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1998

Series 7 - General Securities Representative Examination

BC

Issued 09/05/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly B Sparks.
Not sure if Kimberly B Sparks is right for you?