Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Nies is a financial advisor at RBC Capital Markets, LLC, with over 27 years of experience in the financial industry. Kimberly has held positions at several other firms including Commonwealth Financial Network, First Allied Securities, Inc., D.E. Frey & Company, Inc., and Dain Bosworth Incorporated. Kimberly specializes in providing financial advice for individuals, businesses, and institutions. Kimberly holds a Series 7 and Series 63 license. Kimberly is also a registered investment advisor in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
09/14/2018 - Present
RBC Capital Markets, LLC (ST. CLOUD MN)
MN
08/20/2012 - 09/17/2018
COMMONWEALTH FINANCIAL NETWORK (ST. CLOUD MN)
MN
09/28/2000 - 08/21/2012
FIRST ALLIED SECURITIES, INC. (ST. CLOUD MN)
CO
03/17/1997 - 10/25/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
NA
04/25/1996 - 03/19/1997
DAIN BOSWORTH INCORPORATED
BC
Issued 05/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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