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Kimberly Annette Baumgartner

U.s. Bancorp Advisors, LLC

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About Kimberly Annette Baumgartner

Kimberly Annette Baumgartner is a financial advisor with over 20 years of experience in the industry. Kimberly has worked for both Raymond James Financial Services, Inc. and U.S. Bancorp Advisors, LLC. Kimberly is registered to provide investment advice in 34 states and the District of Columbia. Kimberly currently works for U.S. Bancorp Advisors, LLC and has an office in Tacoma, Washington.

Firm Information

Kimberly Baumgartner is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kimberly Baumgartner’s Registration & Firm History

WA

11/21/2012 - Present

U.s. Bancorp Advisors, LLC (TACOMA WA)

WA

07/30/1998 - 09/10/2010

RAYMOND JAMES FINANCIAL SERVICES, INC. (POULSBO WA)

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Licenses & Designations

BOTH

Issued 11/20/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/08/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Annette Baumgartner.
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